Comprehensive Solutions.
Expert Guidance. Trusted Results. [cite: 2]
From foundational corporate compliance to complex pre, during, and post IPO advisory, our agile teams ensure rapid deployment and robust frameworks for your business. [cite: 1]
Our Core Services
Audit & Assurance [cite: 2]
- Secretarial Audit u/s 203 of Companies Act 2013 [cite: 2]
- Annual Secretarial Compliance Report (SEBI) [cite: 2]
Corporate Law & Secretarial [cite: 2]
- Incorporation of Companies, LLP, Partnership & Trust [cite: 2]
- Maintenance of Statutory Registers [cite: 2]
- Board & General Meetings handling [cite: 2]
Drafting & Vesting [cite: 2]
- Shareholder, NDA & Service Agreements [cite: 2]
- Financial & other critical business agreements [cite: 2]
Certification [cite: 2]
- DIN, DSC & PAN Card matters [cite: 2]
- SEBI & RoC statutory certifications [cite: 2]
Representation [cite: 2]
- Appearances before RoC & Regional Director [cite: 2]
- Representation in RBI & SEBI matters [cite: 2]
IPO Advisory [cite: 2]
- Pre, During & Post IPO full support [cite: 2]
- DRHP preparation & Due Diligence Reports [cite: 2]
Roadmap to IPO [cite: 1]
A well-planned roadmap ensures a smooth transition from a private to a public company. [cite: 2]
Assess [cite: 1]
Analyze alternative capital sources and evaluate the business structure. [cite: 1, 2]
Explore Options [cite: 1]
Approach based on org. size and strictly analyze listing requirements. [cite: 1, 2]
Planning [cite: 1]
Ensure financial statements are audited and information is robust & comparable. [cite: 1, 2]
Execution [cite: 1]
Kickoff meeting with key advisors and develop a communications strategy. [cite: 1, 2]
Manage as Public Co. [cite: 1]
Maintain vital public relations and ensure continuous disclosures. [cite: 1, 2]
Steps to a Successful Listing [cite: 1]
Crucial milestones required for a seamless and compliant public offering. [cite: 1]
Tax
Ensure a tax-efficient structure and effectively navigate any uncertain tax positions. [cite: 1, 2]
Accounting & Finance
Choose appropriate GAAP accounting policies/disclosures and ensure a timely period-end financial close process. [cite: 1, 2]
Strategy & Equity Story
Develop a cohesive equity story, capture relevant KPIs, and coach promoters to convey the story properly. [cite: 1, 2]
Corporate Governance
Implement an appropriate corporate governance framework including a Code of Conduct and Board framework aligned with key stock exchange requirements. [cite: 1, 2]
Risk Management
Set up internal control processes and systems as required by the Companies Act and global regulations. [cite: 1, 2]
IPO Offerings (Pre, During & Post) [cite: 1]
Comprehensive support at every stage of your IPO journey—from preparation through post-listing compliance. [cite: 2]
Our Scope of Work [cite: 1]
We remain your trusted partner long after the bell rings—ensuring sustained compliance and governance excellence. [cite: 2]
Pre-IPO Readiness [cite: 1]
Secretarial Due Diligence [cite: 1, 2]
- Conduct Secretarial Audit to verify compliance with Companies Act, SEBI regulations, FEMA, and allied laws. [cite: 1, 2]
- Review corporate records, shareholding structure, past filings, minutes, and statutory registers. [cite: 1, 2]
- Identify non-compliances and regularize them before IPO commencement. [cite: 1, 2]
Corporate Structuring & Governance [cite: 1, 2]
- Advise on restructuring of share capital, conversion of entity (if required), and pre-IPO placements. [cite: 1, 2]
- Ensure Board composition is as per SEBI (LODR) Regulations - Independent Directors, Committees, Women Director, etc. [cite: 1, 2]
- Draft/modify Articles of Association to align with a listed company. [cite: 1, 2]
- Assist in adoption of enhanced policies - Code of Conduct, Insider Trading, Whistleblower, etc. [cite: 1, 2]
IPO Process Support [cite: 1]
IPO Process Coordination [cite: 2]
- Act as a nodal officer between the company, merchant bankers, legal advisors, auditors, regulators, and stock exchanges. [cite: 1, 2]
- Facilitate due diligence process by providing documents, records, and certifications. [cite: 1, 2]
Drafting & Documentation [cite: 1, 2]
- Assist in preparation of Draft Prospectus and Prospectus (Book building and fixed issue). [cite: 1, 2]
- Certify disclosures under SEBI (ICDR) Regulations as a peer review company secretary. [cite: 1, 2]
- Prepare Board and Shareholders' resolutions for IPO approval, authorized capital, issue of securities, etc. [cite: 1, 2]
- Draft statutory certificates, declarations, and reports to be annexed to the offer document. [cite: 1, 2]
Statutory Approvals [cite: 1, 2]
- Ensure filing of required resolutions and returns with the Registrar of Companies (MGT-7, PAS-3, MGT-14, etc.). [cite: 1, 2]
- Assist in obtaining approvals from Stock Exchanges, SEBI, and other regulatory bodies. [cite: 1, 2]
- Preparing In Principle approvals required for listing. [cite: 1]
Post-IPO Compliance [cite: 1, 2]
Corporate Governance Post-Listing [cite: 1, 2]
- Guide on quarterly/annual compliance under SEBI (LODR) Regulations. [cite: 1, 2]
- Assist in convening and conducting General Meetings as per SEBI and Companies Act. [cite: 1, 2]
- Maintain Board committee structures and updated charters. [cite: 2]
- Advise on changes in disclosure norms and regulatory updates. [cite: 2]
- Manage secretarial aspects of Related Party Transactions. [cite: 2]
Ongoing Filings & Reports [cite: 1, 2]
- Ensure timely filing of shareholding patterns with the stock exchange(s). [cite: 1, 2]
- Submit financial results and corporate governance reports. [cite: 1, 2]
- Maintain statutory registers and secretarial records in compliance with SEBI and Companies Act. [cite: 1, 2]
- Handle investor grievances and IEPF compliance. [cite: 2]
- Annual Secretarial Compliance Report submission to SEBI. [cite: 2]